Resumé (2 page)

Spencer Van Zijl
PA, 17055  |

Objective:

A well experienced, highly skilled, strategic and analytical orientated professional, with more than 10 years of stock broking and trading experience including retail and private client securities trading, seeking a proprietary trading position in a dynamic "prop" trading firm or hedge fund.

Skills
• Technically analytical
• Systems orientated
• Risk management
• Excellent communications skills with the ability to communicate in a clear and 
understandable manner to a diverse clientele.
• Good interpersonal skills with the ability to interact with management, colleagues and 
clients in a purposeful, respectful and conscientious manner.
• Well developed ability to organize inventory, paperwork (prescriptions, daily logs etc.) and 
establish systems to streamline and improve workflow.
• Ability to prioritize and analyze problematic work situations and make decisions to 
best address problems.
• Worked with several technical, analytical and trade specific software programs, technical 
analysis systems and related securities trading software.
• Strong leadership and supervisory skills.

Professional Experience:
• Liaison with clients
• Providing professional opinions on shares, trading of shares on personal and client accounts
• Ensuring that orders are executed correctly according to instruction and/or strategy
• Reporting on transactions once orders have been confirmed. 
• Ensuring that all orders are within margin requirements and client account limits.
• Researching of listed companies stock and generating trading ideas.
• Management, supervision of staff
• Facilitating and executing of training clients and client groups.
• Assuring compliance to all relevant rules, regulation and governing bodies
• Compliance to all company protocols
• Managing and controlling expenses, reviewing of sales, trading and brokerage figures.

Employment history
2014 - Present
Faulkner Automotive Group - Nissan - Finance Manager

Faulkner Automotive Group - Subaru - Sales

2016 to Present
Automated/ Robotic FX Trading
Private

2013 to 2014
A "Fortune 500 company" 
Shift Supervisor
 
2012 to Present
Trader
Quasar Trading, LLC
(Previously Legend Trading, LLC)
Proprietary Trader

2008 to 2012
Stock Broker: BoE Private Clients/ BoE Stockbrokers (Subsidiary of Nedbank Group Ltd. South Africa)
2007 to 2008
CMS: (Consolidated Monetary Services)
Property Portfolio Manager

2004 to 2007
Auction Alliance:
Business Development Manager/Marketing Manager)

2001 to 2003
Secured Investments Trust: 
Co Trustee

1998 to 2003
Penta Securities:
Stock Broker – Dealer

1997 to 1998
Mellet Construction
General Manager

Education:
Bachelor of Economics 1997, University of the Free State, South Africa.
Majors: Economics, Business Management and Money & Banking

Certifications

FINRA - Financial Industry Regulatory Authority
             • Series 56: Proprietary Traders Examination
Johannesburg Stock Exchange (JSE)
           • Registered Securities Trader
South African Institute of Financial Markets (SAIFM)
           • Equity Market
• Currency Derivatives Market (Trader)
• Futures Market
• Bond Market (Compliance)

References:
• Chris Maree
Consolidated Monetary Services (CMS)
Tel: +27 (0) 51 447 4055

• Deon Goosen
BoE Regional business development manager
Tel: +27 (0) 12 470 6436

• Donald Rogan
BoE Head of Stockbroking
Tel: +27 (0) 11 295 8546
E-mail: DonaldRo@BoE.co.za